Important information about our relationship with you.

If you are primarily self-directed and only need occasional help and guidance with your investments, we will act as your broker-dealer and will provide periodic investment advice. This document gives you a summary of the types of services we provide and what they cost.

If you want ongoing help and guidance or would like us to manage some or all of your money, we can act as your investment advisor and provide ongoing advice. This document gives you a summary of the types of services we provide and what they cost when you enroll in one of our investment advisory programs like Schwab Intelligent Portfolios^®, Schwab Wealth Advisory™, Schwab Advisor Network®, and other managed portfolio solutions.

If you'd like to learn more about how we work in your best interest when we make account and investment recommendations as a broker-dealer, we suggest you read our Best Interest Disclosure. 

When you enroll in one of our investment advisory programs, we act in your best interest and typically provide ongoing advice or manage your money for you. The role we play depends on the program. As part of the enrollment process, you will receive a disclosure brochure. Go here to explore our range of programs.